Act as an Approved Person undertaking Control to prevent money laundering activities:

1. Develop and maintain the firm's anti-money laundering and counter-terrorist financing policy in line with evolving statutory and regulatory obligations.
2. Support and coordinate management focus on the money laundering risk in individual business areas.
3. Assist management in developing and maintaining an effective anti-money laundering and counter-terrorist financing compliance culture.
4. Ensure that the firm's risk management policies, risk assessment profile, and application are adequately documented.
5. In consultation with management, create and maintain the money laundering risk-based approach and the risk assessment of the firm's customers, products and services.
6. Establish and maintain appropriate risk-based monitoring processes proportionate to the firm's operations' scale, nature, and complexity.
7. Develop internal procedures in line with the requirements of the legislation and the relevant industry guidance.
8. Document the firm's risk-based strategies and the basis for risk assessment and monitoring.

Act as an Approved Person undertaking Control to prevent money laundering activities:

1. Develop and maintain the firm's anti-money laundering and counter-terrorist financing policy in line with evolving statutory and regulatory obligations.
2. Support and coordinate management focus on the money laundering risk in individual business areas.
3. Assist management in developing and maintaining an effective anti-money laundering and counter-terrorist financing compliance culture.
4. Ensure that the firm's risk management policies, risk assessment profile, and application are adequately documented.
5. In consultation with management, create and maintain the money laundering risk-based approach and the risk assessment of the firm's customers, products and services.
6. Establish and maintain appropriate risk-based monitoring processes proportionate to the firm's operations' scale, nature, and complexity.
7. Develop internal procedures in line with the requirements of the legislation and the relevant industry guidance.
8. Document the firm's risk-based strategies and the basis for risk assessment and monitoring.